Institutional Only|Drovix does not deal with individual investors and does not accept deposits or provide retail trading services.

Drovix.
Important Notice

Complaints Handling Procedure

Drovix (MU) Ltd

Authorised and regulated by the Financial Services Commission (FSC) of Mauritius

Investment Dealer (Full Service Dealer) excluding Underwriting, License No. GB21026813

Registered Address: C/o SALVUS (Mauritius) Ltd, Silver Bank Tower, Ground Floor, 18 Bank Street, Cybercity, Ebene 72201, Mauritius

Website: www.drovix.com

IMPORTANT NOTICE: The services described in this document are available exclusively to institutional investors, professional investors, and qualified counterparties.

1. General

Drovix (MU) Ltd (hereinafter referred to as "the Company") is an alternative asset manager specialising in systematic investing. The Company is committed to maintaining the highest standards of service in its relationships with institutional and professional investors. The Company is authorised and regulated by the Financial Services Commission (FSC) of Mauritius under Investment Dealer (Full Service Dealer) excluding Underwriting, License No. GB21026813. This Complaints Handling Procedure sets out the process by which the Company handles complaints from investors and counterparties in a fair, transparent, and timely manner, in compliance with the applicable rules and guidelines of the FSC.

2. Definition of a Complaint

For the purposes of this Procedure, a "complaint" is defined as any written expression of dissatisfaction by an investor, prospective investor, authorised representative, or counterparty regarding the investment management services and/or ancillary services provided by the Company, where the complainant alleges that they have suffered (or may suffer) financial loss, material distress, or material inconvenience. The following are not considered complaints: general inquiries regarding the Company's strategies, services, or operational matters; requests for investor reporting or documentation; routine administrative requests; and expressions of dissatisfaction that do not allege any loss or prejudice.

3. How to Submit

Investors and counterparties may submit complaints through:

  • Email: compliance@drovix.com
  • Postal Mail: Compliance Department, C/o SALVUS (Mauritius) Ltd, Silver Bank Tower, Ground Floor, 18 Bank Street, Cybercity, Ebene 72201, Mauritius
  • Investor Relations: Through the designated investor relations contact

The complaint should include:

  • The name of the investing entity and authorised representative
  • Contact details
  • A clear description of the issue
  • Relevant dates
  • Details of relevant transactions
  • Supporting documentation
  • The outcome sought

4. Handling Procedure

1

4.1 Acknowledgement

Written acknowledgement within 2 Business Days, including a unique reference number for tracking purposes.

2

4.2 Investigation

Thorough and impartial investigation, including reviewing records, consulting relevant departments, and obtaining statements as appropriate.

3

4.3 Resolution

The Company will endeavour to resolve complaints within 5 Business Days; complex cases may require up to 30 calendar days.

4

4.4 Final Response

The final response will include a summary of the complaint, a description of the investigation, findings, any remedial action, and information on escalation rights.

5. Escalation

If not satisfied with the final response, or if no response is received within 30 calendar days, the complainant may escalate to:

Financial Services Commission (FSC)

FSC House, 54 Cybercity, Ebene 72201, Mauritius

Tel: +230 403 7000

Website: www.fscmauritius.org

6. Record Keeping

Complaint records are retained for a minimum of 7 years.

7. Regulatory Reporting

The Company reports to the FSC periodically as required.

8. Fair Treatment

All complaints are handled fairly and impartially.

9. Review

This Procedure is reviewed at least annually.

Appendix: Complaint Form

The following form template may be used when submitting a complaint. A downloadable version is available on the Company's website.

FieldDetails
Investing entity
Authorised representative
Contact details
Clear description of the issue
Relevant dates
Details of relevant transactions
Supporting documentation(List any attachments)
Outcome sought
Date of submission
Signature

Drovix (MU) Ltd | Financial Services Commission (FSC) of Mauritius | License No. GB21026813